Careers - Compliance Specialist

Code: 1
Posted: Sept. 8, 2020

Job Location: Nicosia, Cyprus
Reports to: Head of Risk & Compliance
Division/Department: Risk & Compliance

Key Responsibilities:

  • Monitor the activities of the Company to ensure compliance with laws, regulations, directives and circulars issued by CySEC and EU;
  • Monitoring the implementation of the procedures described in the Company’s Procedure Manual;
  • Updating the policies and procedures of the Company in order to be compliant with the applicable regulatory framework as amended from time to time;
  • Provide support for the implementation of the customer acceptance policy of the Company, including performance of the “know your client” and client transaction monitoring procedures established by the Company;
  • Monitor clients’ and employees’ trading activities from AML/CFT, Sanctions and Market Abuse perspective;
  • Perform sanctions monitoring and control procedures;
  • Monitor all communications with clients and counterparties in relation to Compliance matters;
  • Monitor partners’ and sales’ activities, if applicable; 
  • Provide support in the implementation of internal control procedures;
  • Report to the Head of Risk & Compliance of the Company;
  • Handle ad-hock tasks as assigned by the Head of Risk & Compliance;
  • Provide supporting documentation to internal and external auditors, including CySEC and other governing bodies, upon request.

Requirements:

  • University or postgraduate degree or other equivalent qualification in a field related to economics or finance, including banking and finance, or business administration, or accounting;
  • Holder of CySEC Certification (AML and Advanced level);
  • Professional experience in financial sector (especially trading experience);
  • Knowledge of the provisions of MiFIDII/MiFIR, AML, and MAR;
  • Language proficiency: Russian and English, Greek is a plus;
  • Dynamic, self-motivated, good organizational and time management skills;
  • Technical proficiency: MS Office, Internet, email, back office related systems are a plus.

Employment conditions:

  • Full-time job
  • Working hours 9.00-18.00
  • Employee Medical Insurance
  • 21 days paid annual holiday leave

  * MANDATORY FIELDS

* First name

{[ error ]}

* Last name

{[ error ]}

Email

{[ error ]}

Phone

National {[ _instance.national_phones['phonefield_1'] ]}

International {[ _instance.international_phones['phonefield_1'] ]}

{[ error ]}


* Country

{[ error ]}

* City
{[ city ]}

{[ error ]}

Upload yout CV (only .pdf up to 10MB)
Choose file
{[ _instance.data.fileNames['pdffilefield_1']|limitTo:30 ]}
Remove

{[ error ]}

Cover letterMax 2000 characters

{[ error ]}

* 

{[ error ]}

*